Digitise FAIS Fit & Proper and Complaints Management through our digital suite of products which facilitates the remote management of FAIS Fit & Proper and Complaints 24/7/365.
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FAIS Compliance
What our FAISapp offers you
A single view of your compliance structure across your entire organisation.
Centralised data and document repository for improved management of FSP, compliance officer, key individual, representative and J-Rep information.
Digital record keeping on all role players across your complaince structure.
The creation, maintenance and access to a centralised document universe for all your Fit & Proper templates, Board Notices and Standard Operating Procedures.
Real time recording and tracking of customer complains aligned to TCF outcomes.
Immediate access to your FAISapp environment via internet connectivity on any device 24/7/365.
Link complaints back to the Representative.
Create and extract your own FAIS and Complaints reports using your own personal filters for download, analysis and reviews in MS Excel.
Benefits
- Trial version allows access to all FAISapp modules
- The management of FAIS Fit & Proper is simplified from a record-keeping and data management perspective
- Immediate access to your FAISapp environment via internet connectivity
- Ability to access all information in terms of Fit & Proper and Complaints 24/7/365 promoting the ability to manage processes remotely.
- Easily view and update the status of a complaint.
- Link complaints back to the Representative.
- Measure and report on complaints by TCF outcomes.
- Create and extract your own FAIS and Complaints reports using your own personal filters for download, analysis and review in MS Excel.
- Digital storage of data and documents is safe, secure and easily accessible.
Interested?
